Since its adoption in 2002, Riar’s corporate team has actively counseled companies with Sarbanes-Oxley (SOX) Act compliance. We advise company officers, directors, and employees on various SOX matters, including:

  • Financial disclosure certifications
  • Internal control over financial reportings
  • Audit committee matters
  • Limitations on credit to directors and officers
  • Whistleblower claims
  • Restrictions tied to employee benefit plan blackout periods.

We specialize in securities regulation and compliance corporate governance corporate investigations and white-collar crime employment law estate planning and asset protection and corporate litigation.

amit suden

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